Internal Audit Manager

About the role

The Internal Audit Manager joins Marex’s global Audit team, providing independent assurance and strategic insight to senior management and the Board. This senior position leads audit activities across North America, shaping the audit strategy and enhancing the control environment.

Key responsibilities

• Provide independent assurance on governance, risk management, internal controls and the overall control environment.
• Lead and oversee internal audit activities across North America, ensuring high‑quality execution and adherence to professional standards.
• Develop and deliver a three‑year strategic audit plan and annual audit program covering key business, operational, financial and regulatory risks.
• Partner with senior stakeholders to strengthen risk mitigation, improve control effectiveness and support corporate priorities.
• Enhance the internal audit function through methodology development, quality assurance practices and technology‑enabled solutions.
• Support enterprise risk management by contributing to risk assessments, monitoring emerging risks and escalating issues.
• Ensure compliance with regulatory requirements such as SEC, FINRA, NFA, CFTC and exchange regulations.

Required profile

• 7‑10 years of audit experience in complex financial services, including broking, commodities, securities and swap dealer activities.
• Strong internal audit experience with solid understanding of financial markets and regulatory environments.
• Proven ability to manage senior stakeholder relationships and influence change.
• Demonstrated leadership in supervising audit teams and delivering audit strategies.

Required skills

• CPA, Part CPA or equivalent professional qualification (preferred).
• Series 3 or Swaps Proficiency certification (preferred).
• Proficiency with audit‑related IT systems and tools.
• Experience conducting integrated audits of technology and business processes.