Compliance Officer – ETF
Invesco · Illinois
Job description
About the role
Invesco is seeking a Compliance Officer to support its 1940 Act ETFs across the Americas. The role focuses on monitoring, testing, and regulatory support while ensuring consistent reporting and policy adherence.
Key responsibilities
- Execute daily compliance monitoring, reporting and testing activities for ETF products.
- Support responses to regulatory exams, internal audits and ad‑hoc inquiries.
- Advise business partners on policy interpretation and escalate potential issues.
- Maintain and improve compliance procedures, workflows and documentation.
- Monitor regulatory developments affecting ETFs and investment advisers.
- Prepare client and internal board reporting materials.
- Participate in projects involving technology, data analysis, surveillance and other compliance initiatives.
Required profile
- Bachelor’s degree preferred in finance, accounting or a related field.
- At least one year of experience in compliance, regulatory reporting or a similar function.
- Detail‑oriented with strong analytical and problem‑solving abilities.
- Effective communication skills for interacting with global compliance teams and regulators.
Required skills
What we offer
- Flexible paid time off and hybrid work schedule.
- 401(k) matching up to 6% plus discretionary contributions.
- Health and wellbeing benefits, parental leave, and employee stock purchase plan.
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Published 1 week ago
Expires 1 month from now
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Invesco
Illinois
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