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Compliance Officer – ETF

Invesco · Illinois

New
Hybrid Junior 🇬🇧 English

Job description

About the role

Invesco is seeking a Compliance Officer to support its 1940 Act ETFs across the Americas. The role focuses on monitoring, testing, and regulatory support while ensuring consistent reporting and policy adherence.

Key responsibilities

  • Execute daily compliance monitoring, reporting and testing activities for ETF products.
  • Support responses to regulatory exams, internal audits and ad‑hoc inquiries.
  • Advise business partners on policy interpretation and escalate potential issues.
  • Maintain and improve compliance procedures, workflows and documentation.
  • Monitor regulatory developments affecting ETFs and investment advisers.
  • Prepare client and internal board reporting materials.
  • Participate in projects involving technology, data analysis, surveillance and other compliance initiatives.

Required profile

  • Bachelor’s degree preferred in finance, accounting or a related field.
  • At least one year of experience in compliance, regulatory reporting or a similar function.
  • Detail‑oriented with strong analytical and problem‑solving abilities.
  • Effective communication skills for interacting with global compliance teams and regulators.

Required skills

    What we offer

    • Flexible paid time off and hybrid work schedule.
    • 401(k) matching up to 6% plus discretionary contributions.
    • Health and wellbeing benefits, parental leave, and employee stock purchase plan.

    Questions fréquentes

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    Source : ats:workday

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    Published 1 week ago

    Expires 1 month from now

    10 views · 0 applications

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    Invesco

    Illinois