SOX Governance & Compliance Associate

About the role

The SOX Governance & Compliance Associate supports the Sarbanes‑Oxley control process for Marex activities in the Americas. The role involves maintaining process documentation, testing control effectiveness, and coordinating SOX‑related testing activities.

Key responsibilities

• Build and maintain relationships with control owners across Risk, Treasury, Finance, Operations and Front Office.
• Maintain and update process flow documentation to ensure SOX compliance.
• Perform regular testing of balance‑sheet and income‑statement controls, including IT application controls and SOC 1&2 reports.
• Track deficiencies, assess severity, and support remediation efforts.

Required profile

• CPA or financial controls certification preferred.
• Knowledge of SOX Section 302/404 and PCAOB auditing standards.
• Experience in financial services (broker‑dealers, asset managers or banking) and internal/external audit.
• Strong analytical, accounting and detail‑oriented skills.

Required skills

• Proficiency in Microsoft Excel, PowerPoint and Visio.
• Experience using AI technology to improve efficiency.

What we offer

• Salary range $125,000‑$140,000 per year with discretionary bonus.
• Inclusive and accessible recruitment process.