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Senior Compliance Officer

invesco · Texas

Hybrid Senior 🇬🇧 English
Star Compliance

Job description

About the role

The Global Ethics Office at Invesco is seeking a Senior Compliance Officer to support North American employees. You will ensure adherence to the Code of Ethics, personal trading policies, outside business activities, political contributions, and gifts & entertainment rules.

Key responsibilities

  • Provide education and answer employee queries on personal trading, outside business activities, political contributions, and gifts & entertainment.
  • Coordinate and support compliance‑related projects, ensuring planning, stakeholder alignment, and timely delivery.
  • Monitor employee completion of required reports, including acknowledgements, brokerage listings, holdings, and transaction reports.
  • Review and pre‑clear personal trading requests using the Star Compliance system.
  • Conduct post‑trade monitoring and investigate policy violations, issuing educational letters as needed.
  • Perform additional compliance tasks as required.

Required profile

  • Bachelor’s degree or equivalent.
  • Strong analytical abilities and attention to detail.
  • Experience in compliance, ethics, or related regulatory functions.

Required skills

  • Proficiency with Star Compliance platform.
  • Familiarity with ServiceNow Global Ethics Office Support Portal.

What we offer

  • Flexible paid time off and hybrid work schedule.
  • 401(k) matching up to 6% plus discretionary contributions.
  • Health, wellbeing, and parental leave benefits.
  • Employee stock purchase plan.

Questions fréquentes

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Source : ats:workday

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Published 2 months ago

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invesco

Texas