Principal Auditor – Global Finance

About the role

Capital One is looking for an energetic, self‑motivated Principal Auditor to help develop and execute audit plans covering its Finance business. The role focuses on accounting, regulatory reporting, market and liquidity risks, counter‑party credit risks, and treasury‑related risks across both first and second lines of defense.

Key responsibilities

• Lead small audits and own significant components of larger audits.
• Develop engagement planning documentation, define scoping rationale, and create audit programs.
• Design and execute audit procedures to test internal controls and identify gaps.
• Prepare clear, organized documentation, including draft findings.
• Maintain strong, collaborative relationships with stakeholders and communicate audit progress.
• Prioritize and manage multiple tasks to deliver quality results.
• Coach, train, and provide feedback to junior audit staff.

Required profile

• Critical thinker with a strong understanding of business and control environments.
• Committed to quality, timeliness, and objective insight.
• Adaptable, intellectually curious, and willing to challenge assumptions.
• Ability to build influential relationships based on shared risk objectives.
• Belief that data, innovation, and technology enhance audit effectiveness.
• Passionate teacher and leader who fosters trust, collaboration, and belonging.

Required skills