Compliance Program Manager – Trust Bank

About the role

The Compliance Program Manager will help build the compliance backbone of Catena Trust Bank. Reporting to the Chief Compliance Officer and working closely with the Chief Trust Officer, the role oversees core elements of the Compliance Management System in a novel regulated environment.

Key responsibilities

• Stand up and run the Trust Bank’s Compliance Management System under the Chief Compliance Officer.
• Lead fiduciary compliance across custody, investment management, and trust activities.
• Operate the third‑party risk management program across the vendor lifecycle, including oversight of affiliate‑provided services.
• Administer affiliate transactions governed by CTB’s policies and Federal Reserve regulations.
• Oversee non‑financial crimes compliance such as privacy and UDAP, track regulatory developments, and deliver training.
• Prepare committee and Board materials and support examinations and audits.

Required profile

• 5+ years in compliance at a bank or trust company, preferably with fiduciary and trust compliance experience.
• Strong command of a bank Compliance Management System and second‑line oversight (risk assessment, monitoring, testing, issue management, reporting).
• Understanding of conflicts‑of‑interest and self‑dealing controls in a fiduciary context.
• Exceptional writing ability for drafting policies, procedures, and Board materials.
• Sound judgment and initiative in an ambiguous, build‑from‑scratch environment.

Required skills

• Hands‑on third‑party risk management program experience aligned to OCC Bulletin 2023‑17.
• Working knowledge of Regulation W (Sections 23A/23B) and affiliate‑transaction controls.
• Exposure to digital assets, stablecoins, or fintech custody and payments.
• Experience with AI/ML‑enabled systems to improve compliance productivity.