Compliance Officer

About the role

The Compliance Officer will support the Office of Investment Management (OIM) in enhancing its compliance programmes, overseeing surveillance, and ensuring adherence to regulatory and internal policies for a $100+ billion investment portfolio.

Key responsibilities

• Develop, update and implement policies, procedures and disclosure processes to detect unusual activity, conflicts of interest and information‑management risks.
• Manage day‑to‑day compliance operations, including reviewing alerts, screening reputational, regulatory or sanction concerns, and conducting pre‑ and post‑trade monitoring.
• Design and maintain surveillance scenarios, statistical models and pattern‑analysis controls to identify out‑of‑the‑ordinary activities.
• Provide training for OIM staff, sample trading transactions for integrity checks, and produce risk‑focused graphics and charts.
• Coordinate with OIOS, the Board of Auditors and internal audit teams, and contribute to business continuity and disaster‑recovery planning.

Required profile

• Advanced university degree in finance, accounting, legal, mathematics, computer science, economics or related field (or equivalent experience).
• Minimum five years of progressive experience in business ethics and corporate compliance, preferably within a large investment fund or management firm.
• Experience interacting with auditors or regulators and familiarity with data loss prevention, data classification and IT compliance issues.

Required skills

• Advanced proficiency in Excel and database applications.
• Experience with Bloomberg or equivalent investment tools.
• Knowledge of Office 365, audit logs, data loss prevention and data classification.
• Ability to develop statistical models and pattern‑analysis processes for surveillance.